Operational technology (OT) refers to hardware and software used to monitor and control physical industrial processes and infrastructure. OT is commonly used in industries like manufacturing, utilities, oil and gas, transportation etc. With increasing connectivity of OT systems, cybersecurity has become a major concern. A cyber attack on an OT system can disrupt critical operations and cause safety issues.
In this comprehensive guide, we will cover OT security best practices that organizations should implement to secure their industrial control systems and processes.
What is Operational Technology (OT) Security?
OT security focuses on protecting industrial control systems from cyber threats. It covers the policies, procedures and technologies to secure industrial networks, devices, applications and data.
The key objectives of OT security are:
- Ensure availability and reliability of industrial control systems
- Protect OT networks from external and internal threats
- Prevent unauthorized access to OT devices and applications
- Implement access controls and identity management
- Detect security incidents and anomalies
- Maintain regulatory compliance
OT security combines traditional IT security controls tailored for industrial environments. This includes firewalls, intrusion detection, access controls, encryption as well as OT-specific technologies like ICS firewalls, application whitelisting, USB device control etc.
A comprehensive OT security program covers people, processes and technology across these key areas:
Asset management – Discover and inventory all connected devices. Monitor for unauthorized assets.
Network segmentation – Logically separate OT network from IT network and within OT network separate control/safety systems.
Access control – Strictly control access to OT networks and devices based on role. Utilize multiple factors of authentication.
Vulnerability management – Continuously monitor OT assets for vulnerabilities. Patch and upgrade devices whenever possible.
Threat monitoring – Monitor network traffic and system logs to detect anomalies and potential threats.
Incident response – Define IR plans tailored for industrial environments focusing on business continuity.
Policies & procedures – Define security policies covering acceptable use, change management, BYOD, mobile devices etc.
Employee training – Educate employees on security policies, potential threats, social engineering risks etc.
Vendor risk management – Review security practices of OT vendors and service providers. Incorporate security into supplier contracts.
Next, let‘s look at some of the best practices to secure OT environments.
Operational Technology Security Best Practices
Here are some key best practices organizations should implement for enhancing security of their industrial control systems:
Inventory and Classify OT Assets
The first step is to identify and classify all OT assets including industrial controllers, sensors, HMIs, networking gear etc. This inventory enables organizations to categorize assets based on criticality, connectivity and functionality.
Critical assets like safety controllers should get segmented first. Internet-connected assets like HMIs, historians should be in separate security zones. This classification allows implementing security controls as per asset criticality.
Continuously monitor OT networks for unauthorized assets. Rogue devices like infected USB drives can spread malware.
Segment and Secure OT Networks
Industrial networks have unique performance and reliability requirements. Setting up separate security zones for control systems, corporate systems and external connections enables applying security policies per zone.
Key aspects for securing OT networks:
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Air-gap – Physically isolate safety-critical ICS networks from any external connections
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DMZ – Place internet-connected systems like HMIs, historians in a demilitarized zone (DMZ) with firewall policies blocking inbound traffic
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VLANs – Logically segment core control network into VLANs or virtual enclaves based on asset type and criticality
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ICS firewall – Deploy firewalls designed for industrial protocols to filter traffic between zones
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Private APN – Use private Access Point Name (APN) on cellular networks to isolate OT traffic
Harden OT Devices and Applications
OT devices often run older operating systems and lack security features. While updating the OS or firmware is recommended, it is not always possible without impacting operations. Key steps for hardening OT devices:
- Disable unnecessary services and ports if not required for operations
- Enforce password policies and use role-based access controls
- Encrypt OS hard drives and critical configuration files
- Implement application whitelisting to allow only authorized executables
- Install and properly configure host-based firewalls
- Use agents to monitor device configuration for changes
For custom industrial applications, implement input validation, disable unused services, review authentication methods and session management.
Control User Access
Strictly limit and monitor access to OT networks based on user roles. Important access control measures:
- Define separate user accounts for IT and OT support staff
- Enforce multi-factor authentication for all remote access and for on-site access to critical systems
- Use centralized user management and Single Sign On (SSO) for efficiency
- Integrate OT systems to enterprise identity and access management (IAM) systems
- Automatically disable inactive accounts after 72 hours
- Review all privileged accounts every 90 days
Monitor for Threats
Actively monitor OT networks, endpoints and applications for anomalies which may indicate cybersecurity events or incidents:
- Deploy IDS/IPS systems at network perimeters to detect malware or network intrusions
- Monitor industrial traffic patterns – unusual access times or unfamiliar devices warrant investigation
- Collect OS and application logs from endpoints. Forward to a centralized SIEM for correlation
- Monitor OT asset configurations for unauthorized changes
- Perform vulnerability assessments of OT devices and applications
- Monitor for signs of unauthorized access like unfamiliar USB devices
Define Incident Response Plans
Despite best efforts, security incidents can still occur. Organizations should define incident response plans tailored for industrial control systems with the goal of minimizing downtime.
Key aspects of OT-specific incident response:
- Involve both IT and OT teams in response with OT staff taking the lead
- Prioritize system availability and integrity over threat elimination
- Understand interdependencies between physical processes and cyber systems
- Have backup site and disaster recovery plans ready for quick failover
- Ensure OT systems are restorable from backups not impacted by malware
- Have replacement hardware ready for critical assets if needed
- Practice response procedures regularly via drills
Manage Third Party Security
OT environments include partnerships with vendors, manufacturers and service providers. Organizations should:
- Perform security assessments before onboarding third-party vendors
- Include security expectations and requirements in contracts
- Review vendor security practices, incident history and remediation policies
- Restrict vendor access to OT networks using virtual private networks (VPN)
- Monitor vendor connections to OT systems
- Require vendors to disclose security incidents involving customer environments
Develop Security Policies and Procedures
Documenting security policies and procedures ensures consistency in applying security measures enterprise-wide. Key policies to define for OT environments:
- Asset management – Covering asset inventory, classification, risk assessments etc.
- Change management – Outlining procedures for making changes to OT systems
- Access control – Defining user access review and revocation, password policies etc.
- Network security – Segregation rules, remote access methods, auditing etc.
- Incident response – Detection, escalation, containment, eradication and recovery steps
- Training and awareness – Security training requirements for IT, OT and other staff
Train Employees on Security
Since humans are a key target for adversaries, training employees on security risks is essential. Training should cover:
- OT cybersecurity risks and potential attack vectors
- Secure architecture and best practices for industrial environments
- Social engineering risks – phishing, impersonation, tailgating etc.
- Policy highlights and employee security responsibilities
- Incident identification, reporting and response
- Password management and multi-factor authentication
- Mobile device security – auto lock, encryption etc.
- Safe internet usage – email attachments, downloads, web browsing
Coupled with continuous awareness programs, training enables employees to be the first line of defense.
Securing ICS and SCADA Systems
Industrial control systems (ICS) and supervisory control and data acquisition (SCADA) systems are commonly used for managing industrial processes. They are critical operational technology that require specific security measures.
ICS Security
ICS includes control systems, field instruments, actuators, HMIs, historians and communication networks used to automate and control industrial processes.
Steps to secure ICS environments:
- Inventory all PLCs, RTUs, IEDs and network devices. Classify and create zones based on criticality
- Harden ICS components by disabling unused features, implementing password policies and using OS hardening tools
- Use unidirectional gateways to block external traffic to control networks
- Place control networks in secured areas with physical access controls
- Encrypt ICS links using VPNs. Use TLS for web-based HMIs
- Implement application whitelisting on all ICS servers and workstations
- Use IDS/IPS tuned for industrial protocols like Modbus, DNP3, ICCP
- Monitor ICS network traffic patterns to detect unusual activity
- Regularly patch and upgrade ICS components during maintenance windows after testing
SCADA System Security
SCADA systems connect multiple dispersed assets used in generation and distribution of power, water, gas etc.
Key steps for securing SCADA networks:
- Isolate the SCADA control network from corporate IT systems
- Use routers and firewalls supporting SCADA protocols for connectivity between sites
- Harden SCADA master systems by disabling unused services/ports, implementing password policies and application whitelisting
- Encrypt SCADA links using VPNs. Use TLS for web-based HMI access
- Enforce multi-factor authentication for remote access to SCADA networks
- Limit physical access to SCADA components by securing sites
- Collect logs from SCADA masters, RTUs, relays and feed to a centralized SIEM
- Monitor SCADA network activity patterns to detect abnormal communications
- Perform regular vulnerability assessments and penetration testing of SCADA systems
In addition to technical controls, having response plans and spares inventory enables quick restoration of SCADA systems in case of incidents.
The Convergence of IT and OT
Historically, IT and OT systems were air-gapped due to differing priorities. However, with technological advancements, the boundaries between IT and OT networks are fast converging. This is driven by requirements like:
- Real-time production data needed by business systems
- Remote monitoring and control of assets by managers
- Connecting cloud applications with industrial data
- Newer technologies like Industrial Internet of Things (IIoT) and Industry 4.0 driving integration
While convergence improves efficiency and insights, it also expands the attack surface. A compromised IT system can spread malware laterally into OT networks.
Here are some ways to securely achieve IT/OT convergence:
- Gradually enable connectivity in steps validating security at each stage
- Ensure OT systems are hardened, patched and secured independently before integration
- Use firewalls and gateways to filter and inspect traffic between IT and OT zones
- Implement identity and access management integration with role-based access control between domains
- Monitor IT-OT intersections for abnormal traffic or unauthorized access attempts
- Train IT and OT staff on convergence risks and joint response procedures
- Perform extensive testing of any newly integrated systems before production use
The Road Ahead
As technology advances make OT systems smarter, threats to industrial environments will continue to increase in sophistication. Organizations need to make OT cybersecurity a continuous process, not a one-time project.
Investing in 24×7 monitoring, keeping systems hardened and patched, training employees, conducting drills, testing defenses and maintaining a risk-based and resilience-focused approach will enable securing OT for the future.